Complaince Manager

4 - 8 Years
Mumbai

Job Description

Opening with a leading Financial MNC company for Compliance Manager

Roles & Responsibilities will be as follows:-

Managing and heading the compliance, legal and secretarial department
Preparation & timely submission of various forms, reports and other documents to Exchanges/Depositories
Ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time
Investor Grievances as per regulatory guidelines
Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
Reviewing & updating company forms and internal documents in line with applicable stock broking / DP guidelines with Exchanges, Depositories for routine matters
Any other compliance, legal and secretarial matters as assigned from time to time


Salary: Not Disclosed by Recruiter

Industry:Banking / Financial Services / Broking

Employment Type:Permanent Job, Full Time

Key Skills

Desired Candidate Profile

Please refer to the Job description above

Company Profile

Skill Ventory
We analyze the requirement of the job opening, screen candidates for that job, select the best applicants and reach the final destination by hiring and integrating them into their dream company.
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Recruiter Name:Vinita Raikwar

Contact Company:Skill Ventory

Telephone:9039551333

Website:http://jobs.skillventory.com