Accounting Control- IHC

3 - 7 Years

Job Description

Permanent Responsibilities (on a daily basis)--
Develop and maintain the US regulatory control framework by assisting the US
regulatory team to identify and document risks and controls in place or to be
implemented by CIB North America functions (i.e. Middle Office, Back Office,
Accounting, and functions)
Evaluate the compliance of CIB NA accounting control environment with US
regulatory requirements
Identification of control weaknesses/control gaps and suggestion/implementation of
Formalize and report the results of the control test to the control governance for local
regulatory reporting
Update knowledge of latest regulatory reporting requirements/developments
Develop an control oriented culture for regulatory reporting across the organization
(Finance and non-Finance)

Responsibilities on the end of accounting period-

Become a point of contact in liaising the testing program between India Team and US team.
For each closing period review and substantively test the effectiveness of the controls performed by various CIB NA functions according to the control working program for a high risk area
For each closing period review the substantive testing performed by the junior analyst to ensure the proper execution of the testing and provide guidance.
Identify and escalate control gaps to US team for timely remediation
Provide the guidance to the control owners in remediation of the findings
Contribute to review and challenge the draft of US regulatory reporting, especially
the manual adjustments before their submission to the regulators

Accounting degree (with concentrations in financial/regulatory audit)
o CPA or equivalent preferred
Minimum 5 years of experience in the audit of banking and capital markets or
equivalent experience in financial and/or regulatory reporting process
Good understanding or knowledge of SOX/FDICIA requirements and familiarity with
COSO framework
Solid understanding of financial instruments and developed skills in analysis of
business supporting processes from accounting control perspective
Strong organizational skills, rigorous, and self-disciplined
Attention to detail and commitment to maintaining a strong control environment
Good communication skills, (i.e. writing, listening, presentation)
Advanced technical skills (i.e. MS Word, Excel, PowerPoint, Access)

Salary: Not Disclosed by Recruiter

Industry:Banking / Financial Services / Broking

Functional Area:Accounts, Finance, Tax, Company Secretary, Audit

Role Category:Finance/Audit

Role:Audit Manager

Employment Type:Permanent Job, Full Time


Desired Candidate Profile

Please refer to the Job description above


PG:CA, MBA/PGDM - Any Specialization

Company Profile

Skill Ventory

Leading Investment Bank
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Contact Company:Skill Ventory